Obtaining Schwab's Available Mutual Fund List
In order to ensure you are purchasing mutual funds that do not assess a 12b-1 fee, please view the attached instructions on downloading a current Mutual Fund list from Schwab so that you can verify the expense information for any funds you are considering. 12b-1 information can be found in Column L once you download the list.
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Obtaining Fidelity's Available Mutual Fund List
In order to ensure you are purchasing mutual funds that do not assess a 12b-1 fee, please view the attached instructions on downloading a current Mutual Fund list from Fidelity so that you can verify the expense information for any funds you are ...
DocuSign : Charles Schwab Sub-Account
Overview: The Charles Schwab Sub-Account in DocuSign is used for Schwab paperwork. Schwab must be added as the last recipient in the DocuSign envelope with the following information: Name: Charles Schwab Email: advisor-docusign-cc@schwab.com Role: ...
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Regulation Best Interest (Reg BI) Compliance Obligation requires that recommended transactions are consistent with the customer’s best interest. It is critical to remember that the risks, rewards and cost advantages of one mutual fund share class ...
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