Summary of policies that have been updated since January 1, 2025: Death of a Client This policy outlines the procedure for managing a client's account after their death to protect their assets and ensure a proper transition. Immediate Restriction: ...
Foreign Accounts Policy Mutual Securities, Inc. (“MSI”) is not registered as a broker-dealer outside of the United States (“U.S.”), Puerto Rico and the U.S. Virgin Islands; therefore, registered representatives (“RRs”) are prohibited from engaging ...