SEC Investor Bulletin: Leveraged and Inverse ETFs
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Advisor Non-Traditional ETF Policy and Guidance
Policy Leveraged and Inverse ETFs (collectively “Non-Traditional ETFs”) are designed to deliver multiples and/or the inverse of the index or benchmark they track over a single trading day. These ETFs have unique risks if held for more than a single ...
SEC Registered Crypto Assets
SEC Registered Crypto Assets On January 10, 2024 the SEC approved the registration of several Spot Bitcoin ETFs. Although the SEC has approved the registration of these new products, they have indicated that they still view the cryptocurrency market ...
Mutual Advisors' Wrap Addendum
MALLC Appendix 1 (Wrap Addendum) Material Changes since 3/31/2025: [NONE]
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Summary of policies that have been updated since January 1, 2024: Cryptocurrency Policy Summary Prohibited: MALLC prohibits IARs from providing advisory advice on: Crypto-currency investments (e.g., Bitcoin) Initial Coin Offerings (ICOs) Other ...