Related Articles
How to Access the Forms Library
This outlines the steps to access the Nexus Forms Library in order to view the latest Mutual investor client agreements or applications. Under the single-sign-on (SSO) menu, click on Nexus Click on Resources and then the icon for Resource Center ...
Technology Case Map
Technology Department Case Topic A little more Specific Description Support – Internal N/A This topic is currently for internal employees only and will eventually be moved Transition and Onboarding Initiation To alert IT of a potential new client ...
Medallion Signature Guarantees
Overview: Mutual offers our clients medallion signature guarantee service for signed documents. Requirements: Certification of Medallion Signature Guarantee (attached to this KB or Nexus under Resources) There are versions for ...
DocuSign : Fidelity Sub-Account
Overview: The Fidelity Sub-Account in DocuSign is used for Fidelity paperwork. Fidelity must be added as the last recipient in the DocuSign envelope with the Joint Agreement added to each document Fidelity needs to receive for processing. Clients ...
Advisors' Compliance Policies & Procedures
Summary of policies that have been updated since January 1, 2024: Cryptocurrency Policy Summary Prohibited: MALLC prohibits IARs from providing advisory advice on: Crypto-currency investments (e.g., Bitcoin) Initial Coin Offerings (ICOs) Other ...