Mutual | Knowledge Base

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Mutual Group
The KB for Mutual Group.

Recent Articles
2Q2026 Billing and Advisor Compensation and Reporting Timeline
Attached is the Billing and Advisor Compensation Timeline for advisors on quarterly fee billing schedules. This timeline details the events will take place: Investor Client Forecasting Reports publishing dates Revenue and Expense Statement publishing ...
Steps to Take When a Client Dies
As advisors, our relationships with clients often span decades, seeing them through life's most significant milestones. Two of the most challenging events we must be prepared to handle are a client's death or a decline in their capacity to make sound ...
ADVISOR - Revenue & Expense Statements: Navigating to My Files
Revenue and Expense statements are no longer available in Nexus. To view your new Revenue and Expense statements, please go to the Mutual Power Portal. Below are two routes to get there: Via the Power Portal Click on My Files from the banner. Use the ...
Interval Funds and other Limited Liquidity Funds
This policy governs the due diligence, approval, and supervision of products that offer periodic redemption opportunities (limited liquidity) This policy applies to two specific categories of products. Type A – Limited Liquidity Funds (Interval ...
Evolve4Advisor Team Information
Evolve4Advisor Web Portal: power.mutual.group Company Website: https://www.mutual.group/ Orion: Login (orionadvisor.com) OR clicking the rocketship under the Evolve Portal Email: DirectBusiness@mutual.group Evolve Hotline: 805-702-7222 Tech Number: ...

Popular Articles
Advisors' Compliance Policies & Procedures
Summary of policies that have been updated since January 1, 2025: Death of a Client This policy outlines the procedure for managing a client's account after their death to protect their assets and ensure a proper transition. Immediate Restriction: ...
Risk Monitor Policy Guidance
Risk Monitor Policy Guidance What is the Risk Monitor Policy? Mutual Advisors, LLC (“Mutual”) requires that every client be taken through a Risk Assessment Questionnaire (“RAQ”). The RAQ is designed to assess a client’s emotional response to risk, ...
Advisor Non-Traditional ETF Policy and Guidance
Policy Leveraged and Inverse ETFs (collectively “Non-Traditional ETFs”) are designed to deliver multiples and/or the inverse of the index or benchmark they track over a single trading day. These ETFs have unique risks if held for more than a single ...
Advisors' Code of Ethics
Mutual Advisors, LLC Code of Ethics
Medallion Signature Guarantees
Overview: Mutual offers our clients medallion signature guarantee service for signed documents. Requirements: Certification of Medallion Signature Guarantee (attached to this KB or Nexus under Resources) There are versions for ...

Mutual | Knowledge Base

Knowledge Base

Mutual Group

Recent Articles

2Q2026 Billing and Advisor Compensation and Reporting Timeline

Steps to Take When a Client Dies

ADVISOR - Revenue & Expense Statements: Navigating to My Files

Interval Funds and other Limited Liquidity Funds

Evolve4Advisor Team Information

Popular Articles

Advisors' Compliance Policies & Procedures

Risk Monitor Policy Guidance

Advisor Non-Traditional ETF Policy and Guidance

Advisors' Code of Ethics

Medallion Signature Guarantees